FCA Non-Financial Misconduct Rules: Governance Risk for Financial Services Firms
Reading Time: 3 minutesFCA non-financial misconduct rules: the leadership challenge for financial services firms On 1st September 2026, the FCA non-financial misconduct rules come into force for financial services firms. For many financial services firms, the discussion around non-financial misconduct has focused on HR, conduct investigations and employee relations. However, the bigger issue sits with leadership teams and […]
Reading Time: 3 minutesFCA non-financial misconduct rules: the leadership challenge for financial services firms On 1st September 2026, the FCA non-financial misconduct rules come into force for financial services firms. For many financial services firms, the discussion around non-financial misconduct has focused on HR, conduct investigations and employee relations. However, the bigger issue sits with leadership teams and […]